Sarbanes-Oxley ACT

The Sarbenes-Oxley ACT of 2002, also known as the corporate responsibility Act passed into law July 30 2002.

‘‘(A) IN GENERAL.—Effective not later than 270 days after the date of enactment of this subsection, the Commission shall, by rule, direct the national securities exchanges and national securities associations to prohibit the listing of any security of an issuer that is not in compliance with the requirements of any portion of paragraphs (2) through (6)”

“(4) COMPLAINTS.—Each audit committee shall establish procedures for— ‘‘(A) the receipt, retention, and treatment of complaints received by the issuer regarding accounting, internal accounting controls, or auditing matters; and ‘‘(B) the confidential, anonymous submission by employees of the issuer of concerns regarding questionable accounting or auditing matters.”

Security Voice has assisted with Sarbens-Oxley Compliance regulations since this requirement was enacted.

• Available 24/7 365
• Multiple reporting methods
• Complete Anonymity and Confidentiality
• Live U.S. Operator Options
• Program Specialists available to discuss Sarbanes Oxley Compliance with you